Use Docbook formatted GPL v2 from FSF

[pazpar2-moved-to-github.git] / doc / book.xml

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<book id="book">
 <bookinfo>
  <title>Pazpar2 - User's Guide and Reference</title>
  <author>
   <firstname>Sebastian</firstname><surname>Hammer</surname>
  </author>
  <author>
   <firstname>Adam</firstname><surname>Dickmeiss</surname>
  </author>
  <author>
   <firstname>Marc</firstname><surname>Cromme</surname>
  </author>
  <author>
   <firstname>Jakub</firstname><surname>Skoczen</surname>
  </author>
  <releaseinfo>&version;</releaseinfo>
  <copyright>
   <year>&copyright-year;</year>
   <holder>Index Data</holder>
  </copyright>
  <abstract>
   <simpara>
    Pazpar2 is a high-performance, user interface-independent, data
    model-independent metasearching
    middle-ware featuring merging, relevance ranking, record sorting, 
    and faceted results.
   </simpara>
   <simpara>
    This document is a guide and reference to Pazpar2 version &version;.
   </simpara>
   <simpara>
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  </abstract>
 </bookinfo>
 
 <chapter id="introduction">
  <title>Introduction</title>
  <para>
   Pazpar2 is a stand-alone metasearch client with a web-service API, designed
   to be used either from a browser-based client (JavaScript, Flash, Java,
   etc.), from server-side code, or any combination of the two.
   Pazpar2 is a highly optimized client designed to
   search many resources in parallel. It implements record merging,
   relevance-ranking and sorting by arbitrary data content, and facet
   analysis for browsing purposes. It is designed to be data model
   independent, and is capable of working with MARC, DublinCore, or any
   other <ulink url="&url.xml;">XML</ulink>-structured response format
   -- <ulink url="&url.xslt;">XSLT</ulink> is used to normalize and extract
   data from retrieval records for display and analysis. It can be used
   against any server which supports the 
   <ulink url="&url.z39.50;">Z39.50</ulink> and <ulink url="&url.sru;">SRU/SRW</ulink>
   protocol. Proprietary
   backend modules can be used to support a large number of other protocols
   (please contact Index Data for further information about this).
  </para>
  <para>
   Additional functionality such as
   user management, attractive displays are expected to be implemented by
   applications that use Pazpar2. Pazpar2 is user interface independent.
   Its functionality is exposed through a simple REST-style web-service API,
   designed to be simple to use from an Ajax-enabled browser, Flash
   animation, Java applet, etc., or from a higher-level server-side language
   like PHP or Java. Because session information can be shared between
   browser-based logic and your server-side scripting, there is tremendous
   flexibility in how you implement your business logic on top of Pazpar2.
  </para>
  <para>
   Once you launch a search in Pazpar2, the operation continues behind the
   scenes. Pazpar2 connects to servers, carries out searches, and
   retrieves, deduplicates, and stores results internally. Your application
   code may periodically inquire about the status of an ongoing operation,
   and ask to see records or other result set facets. Result becomes
   available immediately, and it is easy to build end-user interfaces which
   feel extremely responsive, even when searching more than 100 servers
   concurrently.
  </para>
  <para>
   Pazpar2 is designed to be highly configurable. Incoming records are
   normalized to XML/UTF-8, and then further normalized using XSLT to a
   simple internal representation that is suitable for analysis. By
   providing XSLT stylesheets for different kinds of result records, you
   can tune Pazpar2 to work against different kinds of information
   retrieval servers. Finally, metadata is extracted, in a configurable
   way, from this internal record, to support display, merging, ranking,
   result set facets, and sorting. Pazpar2 is not bound to a specific model
   of metadata, such as DublinCore or MARC -- by providing the right
   configuration, it can work with a number of different kinds of data in
   support of many different applications.
  </para>
  <para>
   Pazpar2 is designed to be efficient and scalable. You can set it up to
   search several hundred targets in parallel, or you can use it to support
   hundreds of concurrent users. It is implemented with the same attention
   to performance and economy that we use in our indexing engines, so that
   you can focus on building your application, without worrying about the
   details of metasearch logic. You can devote all of your attention to
   usability and let Pazpar2 do what it does best -- metasearch.
  </para>
  <para>
   If you wish to connect to commercial or other databases which do not
   support open standards, please contact Index Data. We have a licensing
   agreement with a third party vendor which will enable Pazpar2 to access
   thousands of online databases, in addition to the vast number of catalogs
   and online services that support the Z39.50/SRU/SRW protocols.
  </para>
  <para>
   Pazpar2 is our attempt to re-think the traditional paradigms for
   implementing and deploying metasearch logic, with an uncompromising
   approach to performance, and attempting to make maximum use of the
   capabilities of modern browsers. The demo user interface that
   accompanies the distribution is but one example. If you think of new
   ways of using Pazpar2, we hope you'll share them with us, and if we
   can provide assistance with regards to training, design, programming,
   integration with different backends, hosting, or support, please don't
   hesitate to contact us. If you'd like to see functionality in Pazpar2
   that is not there today, please don't hesitate to contact us. It may
   already be in our development pipeline, or there might be a
   possibility for you to help out by sponsoring development time or
   code. Either way, get in touch and we will give you straight answers.
  </para>
  <para>
   Enjoy!
  </para>
  <para>
   Pazpar2 is covered by the GNU license version 2.
   See <xref linkend="license"/> for further information.
  </para>
 </chapter>

 <chapter id="installation">
  <title>Installation</title>
  <para>
   The Pazpar2 package is very small. It includes documentation as well
   as the Pazpar2 server. The package also includes a simple user
   interface test1 which consists of a single HTML page and a single
   JavaScript file to illustrate the use of Pazpar2.
  </para>
  <para>
   Pazpar2 depends on the following tools/libraries:
   <variablelist>
    <varlistentry><term><ulink url="&url.yaz;">YAZ</ulink></term>
     <listitem>
      <para>
       The popular Z39.50 toolkit for the C language.
       YAZ <emphasis>must</emphasis> be compiled with Libxml2/Libxslt support.
      </para>
     </listitem>
    </varlistentry>
    <varlistentry><term><ulink url="&url.icu;">International
       Components for Unicode (ICU)</ulink></term>
     <listitem>
      <para>
       ICU provides Unicode support for non-English languages with
       character sets outside the range of 7bit ASCII, like
       Greek, Russian, German and French. Pazpar2 uses the ICU
       Unicode character conversions, Unicode normalization, case
       folding and other fundamental operations needed in
       tokenization, normalization and ranking of records. 
      </para>
      <para>
       Compiling, linking, and usage of the ICU libraries is optional,
       but strongly recommended for usage in an international
       environment.  
      </para>
     </listitem>
    </varlistentry>
   </variablelist>
  </para>
  <para>
   In order to compile Pazpar2, a C compiler which supports C99 or later
   is required.
  </para>

  <section id="installation.unix">
   <title>Installation on Unix (from Source)</title>
   <para>
    The latest source code for Pazpar2 is available from
    <ulink url="&url.pazpar2.download;"/>.
     Only few systems have none of the required
     tools binary packages.
     If, for example, Libxml2/libXSLT libraries
    are already installed as development packages use these.
   </para>
   
   <para>
    Ensure that the development libraries + header files are
    available on your system before compiling Pazpar2. For installation
    of YAZ, refer to the YAZ installation chapter.
   </para>
   <screen>
    gunzip -c pazpar2-version.tar.gz|tar xf -
    cd pazpar2-version
    ./configure
    make
    su
    make install
   </screen>
   <para>
    The <literal>make install</literal> will install manpages as well as the
    Pazpar2 server, <literal>pazpar2</literal>, 
    in PREFIX<literal>/sbin</literal>.
    By default, PREFIX is <literal>/usr/local/</literal> . This can be
    changed with configure option <option>--prefix</option>.
   </para>
  </section>

  <section id="installation.win32">
    <title>Installation on Windows (from Source)</title>
    <para>
      Pazpar2 can be built for Windows using
      <ulink url="&url.vstudio;">Microsoft Visual Studio</ulink>.
      The support files for building YAZ on Windows are located in the
      <filename>win</filename> directory. The compilation is performed
      using the <filename>win/makefile</filename> which is to be
      processed by the NMAKE utility part of Visual Studio.
    </para>
    <para>
      Ensure that the development libraries + header files are
      available on your system before compiling Pazpar2. For installation
      of YAZ, refer to the YAZ installation chapter.
      It is easiest if YAZ and Pazpar2 are unpacked in the same
      directory (side-by-side).
    </para>
    <para>
      The compilation is tuned by editing the makefile of Pazpar2.
      The process is similar to YAZ. Adjust the various directories
      <literal>YAZ_DIR</literal>, <literal>ZLIB_DIR</literal>, ..
    </para>
    <para>
      Compile Pazpar2 by invoking <application>nmake</application> in
      the <filename>win</filename> directory.
      The resulting binaries of the build process are located in the
      <filename>bin</filename> of the Pazpar2 source
      tree - including the <filename>pazpar2.exe</filename> and necessary DLLs.
    </para>
    <para>
      The Windows version of Pazpar2 is a console application. It may
      be installed as a Windows Service by adding option 
      <literal>-install</literal> for the pazpar2 program. This will
      register Pazpar2 as a service and use the other options provided
      in the same invocation. For example:
      <screen>
        cd \MyPazpar2\etc
        ..\bin\pazpar2 -install -c pazpar2.cfg -l pazpar2.log
      </screen>
      The Pazpar2 service may now be controlled via the Service Control
      Panel. It may be unregistered by passing the <literal>-remove</literal>
      option. Example:
      <screen>
        cd \MyPazpar2\etc
        ..\bin\pazpar2 -remove
      </screen>
    </para>
  </section>

  <section id="installation.test1">
   <title>Installation of test1 interface</title>
   <para>
    In this section we outline how to install a simple interface that
    is part of the Pazpar2 source package. Note that Debian users can
    save time by just installing package <literal>pazpar2-test1</literal>.
   </para>
   <para>
    A web server must be installed and running on the system, such as Apache.
   </para>

   <para>
    Start the Pazpar2 daemon using the 'in-source' binary of the Pazpar2
    daemon. On Unix the process is:
    <screen>
     cd etc
     cp pazpar2.cfg.dist pazpar2.cfg
     ../src/pazpar2 -f pazpar2.cfg -t edu.xml
    </screen>
    And on Windows:
    <screen>
     cd etc
     copy pazpar2.cfg.dist pazpar2.cfg
     ..\bin\pazpar2 -f pazpar2.cfg -t edu.xml
    </screen>
    This will start a Pazpar2 listener on port 8004. It will proxy 
    HTTP requests to localhost - port 80, which we assume will be the regular
    HTTP server on the system. Inspect and modify pazpar2.cfg as needed
    if this is to be changed. The -t option specifies the list of targets
    to use for searches.
   </para>
   <para>
    Make a new console and move to the other stuff.
    For more information about pazpar2 options refer to the manpage.
   </para>

   <para>
    The test1 UI is located in <literal>www/test1</literal>. Ensure this
    directory is available to the web server by either copying 
    <literal>test1</literal> to the document root, create a symlink or
    use Apache's <literal>Alias</literal> directive.
   </para>

   <para>
    The interface test1 interface should now be available on port 8004.
   </para>
   <para>
    If you don't see the test1 interface. See if test1 is really available
    on the same URL but on port 80. If it's not, the Apache configuration
    (or other) is not correct. 
   </para>
   <para>
    In order to use Apache as frontend for the interface on port 80
    for public access etc., refer to 
    <xref linkend="installation.apache2proxy"/>.
   </para>
  </section>

  <section id="installation.debian">
   <title>Installation on Debian GNU/Linux</title>
   <para>
    Index Data provides Debian packages for Pazpar2. These are prepared
    for Debian versions Etch and Lenny (as of 2007).
    These packages are available at
    <ulink url="&url.pazpar2.download.debian;"/>.
   </para>
  </section>

  <section id="installation.apache2proxy">
   <title>Apache 2 Proxy</title>
   <para>
    Apache 2 has a 
    <ulink url="http://httpd.apache.org/docs/2.2/mod/mod_proxy.html">
     proxy module
    </ulink> which allows Pazpar2 to become a backend to an Apache 2
    based web service. The Apache 2 proxy must operate in the
    <emphasis>Reverse</emphasis> Proxy mode.
   </para>
   
   <para>
    On a Debian based Apache 2 system, the relevant modules can
    be enabled with:
    <screen>
     sudo a2enmod proxy_http
    </screen>
   </para>

   <para>
    Traditionally Pazpar2 interprets URL paths with suffix 
    <literal>/search.pz2</literal>.
    The 
    <ulink 
     url="http://httpd.apache.org/docs/2.2/mod/mod_proxy.html#proxypass"
     >ProxyPass</ulink> directive of Apache must be used to map a URL path
    the the Pazpar2 server (listening port).
   </para>

   <note>
    <para>
     The ProxyPass directive takes a prefix rather than
     a suffix as URL path. It is important that the Java Script code
     uses the prefix given for it.
    </para>
   </note>

   <example id="installation.apache2proxy.example">
    <title>Apache 2 proxy configuration</title>
    <para>
     If Pazpar2 is running on port 8004 and the portal is using
     <filename>search.pz2</filename> inside portal in directory
     <filename>/myportal/</filename> we could use the following
     Apache 2 configuration:

     <screen><![CDATA[
      <IfModule mod_proxy.c>
       ProxyRequests Off
      
       <Proxy *>
        AddDefaultCharset off
        Order deny,allow
        Allow from all
       </Proxy>
      
       ProxyPass /myportal/search.pz2 http://localhost:8004/search.pz2
       ProxyVia Off
      </IfModule>
      ]]></screen>
    </para>
   </example>
  </section>

 </chapter>

 <chapter id="using">
  <title>Using Pazpar2</title>
  <para>
   This chapter provides a general introduction to the use and
   deployment of Pazpar2. 
  </para>

  <section id="architecture">
   <title>Pazpar2 and your systems architecture</title>
   <para>
    Pazpar2 is designed to provide asynchronous, behind-the-scenes
    metasearching functionality to your application, exposing this
    functionality using a simple webservice API that can be accessed
    from any number of development environments. In particular, it is
    possible to combine Pazpar2 either with your server-side dynamic
    website scripting, with scripting or code running in the browser, or
    with any combination of the two. Pazpar2 is an excellent tool for
    building advanced, Ajax-based user interfaces for metasearch
    functionality, but it isn't a requirement -- you can choose to use
    Pazpar2 entirely as a backend to your regular server-side scripting.
    When you do use Pazpar2 in conjunction
    with browser scripting (JavaScript/Ajax, Flash, applets,
    etc.), there are    special considerations.
   </para>

   <para>
    Pazpar2 implements a simple but efficient HTTP server, and it is
    designed to interact directly with scripting running in the browser
    for the best possible performance, and to limit overhead when
    several browser clients generate numerous webservice requests.
    However, it is still desirable to use a conventional webserver,
    such as Apache, to serve up graphics, HTML documents, and
    server-side scripting. Because the security sandbox environment of
    most browser-side programming environments only allows communication
    with the server from which the enclosing HTML page or object
    originated, Pazpar2 is designed so that it can act as a transparent
    proxy in front of an existing webserver (see <xref
     linkend="pazpar2_conf"/> for details). 
    In this mode, all regular
    HTTP requests are transparently passed through to your webserver,
    while Pazpar2 only intercepts search-related webservice requests.
   </para>

   <para>
    If you want to expose your combined service on port 80, you can
    either run your regular webserver on a different port, a different
    server, or a different IP address associated with the same server.
   </para>

   <para>
    Pazpar2 can also work behind
    a reverse Proxy. Refer to <xref linkend="installation.apache2proxy"/>)
    for more information.
    This allows your existing HTTP server to operate on port 80 as usual.
    Pazpar2 can be started on another (internal) port.
   </para>

   <para>
    Sometimes, it may be necessary to implement functionality on your
    regular webserver that makes use of search results, for example to
    implement data import functionality, emailing results, history
    lists, personal citation lists, interlibrary loan functionality,
    etc. Fortunately, it is simple to exchange information between
    Pazpar2, your browser scripting, and backend server-side scripting.
    You can send a session ID and possibly a record ID from your browser
    code to your server code, and from there use Pazpar2s webservice API
    to access result sets or individual records. You could even 'hide'
    all of Pazpar2s functionality between your own API implemented on
    the server-side, and access that from the browser or elsewhere. The
    possibilities are just about endless.
   </para>
  </section>

  <section id="data_model">
   <title>Your data model</title>
   <para>
    Pazpar2 does not have a preconceived model of what makes up a data
    model. There are no assumptions that records have specific fields or
    that they are organized in any particular way. The only assumption
    is that data comes packaged in a form that the software can work
    with (presently, that means XML or MARC), and that you can provide
    the necessary information to massage it into Pazpar2's internal
    record abstraction.
   </para>

   <para>
    Handling retrieval records in Pazpar2 is a two-step process. First,
    you decide which data elements of the source record you are
    interested in, and you specify any desired massaging or combining of
    elements using an XSLT stylesheet (MARC records are automatically
    normalized to <ulink url="&url.marcxml;">MARCXML</ulink> before this step).
    If desired, you can run multiple XSLT stylesheets in series to accomplish
    this, but the output of the last one should be a representation of the
    record in a schema that Pazpar2 understands.
   </para>

   <para>
    The intermediate, internal representation of the record looks like
    this:
    <screen><![CDATA[
     <record   xmlns="http://www.indexdata.com/pazpar2/1.0"
     mergekey="title The Shining author King, Stephen">

     <metadata type="title">The Shining</metadata>

     <metadata type="author">King, Stephen</metadata>

     <metadata type="kind">ebook</metadata>

     <!-- ... and so on -->
    </record>
     ]]></screen>

    As you can see, there isn't much to it. There are really only a few
    important elements to this file.
   </para>

   <para>
    Elements should belong to the namespace
    <literal>http://www.indexdata.com/pazpar2/1.0</literal>.
    If the root node contains the
    attribute 'mergekey', then every record that generates the same
    merge key (normalized for case differences, white space, and
    truncation) will be joined into a cluster. In other words, you
    decide how records are merged. If you don't include a merge key,
    records are never merged. The 'metadata' elements provide the meat
    of the elements -- the content. the 'type' attribute is used to
    match each element against processing rules that determine what
    happens to the data element next.
   </para>

   <para>
    The next processing step is the extraction of metadata from the
    intermediate representation of the record. This is governed by the
    'metadata' elements in the 'service' section of the configuration
    file. See <xref linkend="config-server"/> for details. The metadata
    in the retrieval record ultimately drives merging, sorting, ranking,
    the extraction of browse facets, and display, all configurable.
   </para>
  </section>

  <section id="client">
   <title>Client development overview</title>
   <para>
    You can use Pazpar2 from any environment that allows you to use
    webservices. The initial goal of the software was to support
    Ajax-based applications, but there literally are no limits to what
    you can do. You can use Pazpar2 from Javascript, Flash, Java, etc.,
    on the browser side, and from any development environment on the
    server side, and you can pass session tokens and record IDs freely
    around between these environments to build sophisticated applications.
    Use your imagination.
   </para>

   <para>
    The webservice API of Pazpar2 is described in detail in <xref
     linkend="pazpar2_protocol"/>.
   </para>

   <para>
    In brief, you use the 'init' command to create a session, a
    temporary workspace which carries information about the current
    search. You start a new search using the 'search' command. Once the
    search has been started, you can follow its progress using the
    'stat', 'bytarget', 'termlist', or 'show' commands. Detailed records
    can be fetched using the 'record' command.
   </para>
  </section>

  &sect-ajaxdev;

  <section id="nonstandard">
   <title>Connecting to non-standard resources</title>
   <para>
    Pazpar2 uses Z39.50 as its switchboard language -- i.e. as far as it
    is concerned, all resources speak Z39.50, or its webservices derivatives,
    SRU/SRW. It is, however, equipped
    to handle a broad range of different server behavior, through
    configurable query mapping and record normalization. If you develop
    configuration, stylesheets, etc., for a new type of resources, we
    encourage you to share your work. But you can also use Pazpar2 to
    connect to hundreds of resources that do not support standard
    protocols.
   </para>

   <para>
    For a growing number of resources, Z39.50 is all you need. Over the
    last few years, a number of commercial, full-text resources have
    implemented Z39.50. These can be used through Pazpar2 with little or
    no effort. Resources that use non-standard record formats will
    require a bit of XSLT work, but that's all.
   </para>

   <para>
    But what about resources that don't support Z39.50 at all? Some resources might
    support OpenSearch, private, XML/HTTP-based protocols, or something
    else entirely. Some databases exist only as web user interfaces and
    will require screen-scraping. Still others exist only as static
    files, or perhaps as databases supporting the OAI-PMH protocol.
    There is hope! Read on.
   </para>

   <para>
    Index Data continues to advocate the support of open standards. We
    work with database vendors to support standards, so you don't have
    to worry about programming against non-standard services. We also
    provide tools (see <ulink
     url="http://www.indexdata.com/simpleserver">SimpleServer</ulink>)
    which make it comparatively easy to build gateways against servers
    with non-standard behavior. Again, we encourage you to share any
    work you do in this direction.
   </para>

   <para>
    But the bottom line is that working with non-standard resources in
    metasearching is really, really hard. If you want to build a
    project with Pazpar2, and you need access to resources with
    non-standard interfaces, we can help. We run gateways to more than
    2,000 popular, commercial databases and other resources,
    making it simple 
    to plug them directly into Pazpar2. For a small annual fee per
    database, we can help you establish connections to your licensed
    resources. Meanwhile, you can help! If you build your own
    standards-compliant gateways, host them for others, or share the
    code! And tell your vendors that they can save everybody money and
    increase the appeal of their resources by supporting standards.
   </para>

   <para>
    There are those who will ask us why we are using Z39.50 as our
    switchboard language rather than a different protocol. Basically,
    we believe that Z39.50 is presently the most widely implemented 
    information retrieval protocol that has the level of functionality
    required to support a good metasearching experience (structured
    searching, structured, well-defined results). It is also compact and
    efficient, and there is a very broad range of tools available to
    implement it.
   </para>
  </section>

  <section id="unicode">
   <title>Unicode Compliance</title>
   <para>
    Pazpar2 is Unicode compliant and language and locale aware but relies
    on character encoding for the targets to be specified correctly if
    the targets themselves are not UTF-8 based (most aren't).
    Just a few bad behaving targets can spoil the search experience
    considerably if for example Greek, Russian or otherwise non 7-bit ASCII
    search terms are entered. In these cases some targets return
    records irrelevant to the query, and the result screens will be
    cluttered with noise.
   </para>
   <para>
    While noise from misbehaving targets can not be removed, it can
    be reduced using truly Unicode based ranking. This is an
    option which is available to the system administrator if ICU
    support is compiled into Pazpar2, see
    <xref linkend="installation"/> for details.
   </para>
   <para>
    In addition, the ICU tokenization and normalization rules must
    be defined in the master configuration file described in 
    <xref linkend="config-server"/>.
   </para>
  </section>

 </chapter> <!-- Using Pazpar2 -->

 <reference id="reference">
  <title>Reference</title>
  <partintro id="reference-introduction">
   <para>
    The material in this chapter is drawn directly from the individual
    manual entries.
   </para>
  </partintro>
  &manref;
 </reference>

 <appendix id="license"><title>License</title>
  
   <para>
    Pazpar2,
    Copyright &copy; &copyright-year; Index Data.
   </para>
   
   <para>
    Pazpar2 is free software; you can redistribute it and/or modify it under
    the terms of the GNU General Public License as published by the Free
    Software Foundation; either version 2, or (at your option) any later
    version.
   </para>
   
   <para>
    Pazpar2 is distributed in the hope that it will be useful, but WITHOUT ANY
    WARRANTY; without even the implied warranty of MERCHANTABILITY or
    FITNESS FOR A PARTICULAR PURPOSE.  See the GNU General Public License
    for more details.
   </para>
   
   <para>
    You should have received a copy of the GNU General Public License
    along with Pazpar2; see the file LICENSE.  If not, write to the
    Free Software Foundation, 
    51 Franklin St, Fifth Floor, Boston, MA  02110-1301  USA
   </para>

 </appendix>

 &gpl2;
 
</book>

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